Securities Law

If you wish to raise funds for your company, Karlen & Stolzar, LLP can help ensure you satisfy legal requirements to avoid legal violations and an inability to successfully raise business capital. We can help with an underwritten public offering or a private placement of securities.

Federal Registration

Are you or your company an investment adviser?

Do you or your company need to register with the SEC?

If so, you will need legal assistance to satisfy federal and/or state legal registration and disclosure requirements and avoid possible civil and criminal penalties.

> back to top

Michael’s responses demonstrate knowledge in this area that sometimes seems superior to that of the SEC staff.   

James Wesley Ketner, President
Kelyniam Global, Inc.
Read the full quote